乘風(fēng)觀浪資管行業(yè)轉(zhuǎn)型對(duì)債券市場(chǎng)的影 響

1、?2018年監(jiān)管選擇：堅(jiān)守與平衡?監(jiān)管成為慢變量：對(duì)市場(chǎng)多維度影響?2019年債市展望：牛平可期把握節(jié)奏2017051520170609證監(jiān)會(huì)資料來源：相關(guān)政府網(wǎng)站、日期日期發(fā)文機(jī)構(gòu)發(fā)文機(jī)構(gòu)文件名文件名文號(hào)文號(hào)20160318銀監(jiān)會(huì)《進(jìn)一步加強(qiáng)信托公司風(fēng)險(xiǎn)監(jiān)管工作的意見》銀監(jiān)辦發(fā)〔2016〕58號(hào)20160517保監(jiān)會(huì)《關(guān)于清理規(guī)范保險(xiǎn)資產(chǎn)管理公司通道類業(yè)務(wù)有關(guān)事項(xiàng)的通知》保監(jiān)〔2016〕98號(hào)20160727銀監(jiān)會(huì)《商業(yè)銀行理財(cái)業(yè)務(wù)監(jiān)

2、督管理辦法(征求意見稿)》20160727銀監(jiān)會(huì)《關(guān)于保本基金的指導(dǎo)意見》20161129證監(jiān)會(huì)《基金管理公司特定客戶資產(chǎn)管理子公司風(fēng)險(xiǎn)控制指標(biāo)管理暫行規(guī)定》20161209中證登《債券質(zhì)押式回購交易結(jié)算風(fēng)險(xiǎn)控制指引》20161123銀監(jiān)會(huì)《商業(yè)銀行表外業(yè)務(wù)風(fēng)險(xiǎn)管理指引（修訂征求意見稿）》銀監(jiān)發(fā)〔2011〕31號(hào)20170323銀監(jiān)會(huì)《中國銀監(jiān)會(huì)辦公廳關(guān)于開展商業(yè)銀行“兩會(huì)一層”風(fēng)控責(zé)任落實(shí)情況專項(xiàng)檢查的通知》銀監(jiān)辦發(fā)〔2017〕43號(hào)

3、20170329銀監(jiān)會(huì)《中國銀監(jiān)會(huì)辦公廳關(guān)于開展銀行業(yè)“違法、違規(guī)、違章”行為專項(xiàng)治理工作的通知》銀監(jiān)辦發(fā)〔2017〕45號(hào)20170329銀監(jiān)會(huì)《中國銀監(jiān)會(huì)辦公廳關(guān)于開展銀行業(yè)“監(jiān)管套利、空轉(zhuǎn)套利、關(guān)聯(lián)套利”專項(xiàng)治理工作的通知》銀監(jiān)辦發(fā)〔2017〕46號(hào)20170406銀監(jiān)會(huì)《中國銀監(jiān)會(huì)辦公廳關(guān)于開展銀行業(yè)“不當(dāng)創(chuàng)新、不當(dāng)交易、不當(dāng)激勵(lì)、不當(dāng)收費(fèi)”專項(xiàng)治理工作的通知》銀監(jiān)辦發(fā)〔2017〕53號(hào)20170407銀監(jiān)會(huì)《中國銀監(jiān)會(huì)關(guān)于提升

4、銀行業(yè)服務(wù)實(shí)體經(jīng)濟(jì)質(zhì)效的指導(dǎo)意見》銀監(jiān)發(fā)〔2017〕4號(hào)20170407銀監(jiān)會(huì)《中國銀監(jiān)會(huì)關(guān)于集中開展銀行業(yè)市場(chǎng)亂象整治工作的通知》銀監(jiān)發(fā)〔2017〕5號(hào)20170407銀監(jiān)會(huì)《中國銀監(jiān)會(huì)關(guān)于銀行業(yè)風(fēng)險(xiǎn)防控工作的指導(dǎo)意見》銀監(jiān)發(fā)〔2017〕6號(hào)20170410銀監(jiān)會(huì)《中國銀監(jiān)會(huì)關(guān)于切實(shí)彌補(bǔ)監(jiān)管短板提升監(jiān)管效能的通知》銀監(jiān)發(fā)﹝2017﹞7號(hào)20170420保監(jiān)會(huì)《關(guān)于進(jìn)一步加強(qiáng)保險(xiǎn)監(jiān)管維護(hù)保險(xiǎn)業(yè)穩(wěn)定健康發(fā)展的通知》保監(jiān)發(fā)34號(hào)201704

5、23保監(jiān)會(huì)《關(guān)于進(jìn)一步加強(qiáng)保險(xiǎn)業(yè)風(fēng)險(xiǎn)防控工作的通知》保監(jiān)發(fā)〔2017〕35號(hào)20170428證監(jiān)會(huì)《關(guān)于開展創(chuàng)新創(chuàng)業(yè)公司債券試點(diǎn)的指導(dǎo)意見稿》無20170429保監(jiān)會(huì)《關(guān)于強(qiáng)化保險(xiǎn)監(jiān)管打擊違法違規(guī)行為整治市場(chǎng)亂象的通知》保監(jiān)發(fā)〔2017〕40號(hào)20170509保監(jiān)會(huì)《關(guān)于開展保險(xiǎn)資金運(yùn)用風(fēng)排查專項(xiàng)整治工作的通知》保監(jiān)資金[2017]128號(hào)理財(cái)?shù)怯浿行摹蛾P(guān)于進(jìn)一步規(guī)范銀行業(yè)理財(cái)產(chǎn)品穿透登記工作的通知》理財(cái)中心發(fā)[2017]14號(hào)《證券公