證券投資中委托理財(cái)?shù)姆蓡栴}研究.pdf

1、中文摘要iiII——————————————————————一i一宣——Iiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiii中文摘要隨著證券市場(chǎng)的發(fā)展與成熟，委托理財(cái)作為～種新型的資本經(jīng)營(yíng)方式應(yīng)運(yùn)而生，委托理財(cái)實(shí)踐中的法律問題也浮出水面，學(xué)界眾說紛紜、莫衷一是。只有解決了實(shí)踐中出現(xiàn)的法律問題，才能使委托理財(cái)活動(dòng)在合法有序的環(huán)境下發(fā)展。筆者從委托理財(cái)?shù)闹黧w、委托理財(cái)合同、委托理財(cái)賬戶及委托理財(cái)案件的司法實(shí)踐等幾個(gè)方面進(jìn)行研

2、究，著重探討了委托人、受托人和監(jiān)管人的主體資格及權(quán)利義務(wù)；委托理財(cái)合同的性質(zhì)及效力；委托理財(cái)賬戶的分類、資產(chǎn)權(quán)屬和擔(dān)保效力；委托理財(cái)案件的法律程序、案件的歸責(zé)原則及損失分擔(dān)等問題，并對(duì)以上法律問題提出了一些淺見，力爭(zhēng)對(duì)委托理財(cái)法律實(shí)踐有所助益。關(guān)鍵詞：委托理財(cái)；保底條款；讓與擔(dān)保黑龍江大學(xué)碩士學(xué)位論文AbstractWiththedevelopmentofthestockmarket，trustmanagementisanewmodeo

3、fcapitalmanagementemergeasthetimesrequire，trustmanagementpracticeinlegalissueshavesurfaced，Academiccircleshavedive唱emconclusionsOnlywhenwesolutetheselegalproblems，Canwehavethemoredevelopmentofthestockmarketandorderlyinve

4、stmentenvironmentTheauthorresearchesthetrustmanagementfromtheseaspects：thepeoplewhoparticipateinthetrustmanagement，thecontract，theaccountsandthepracticeoftrustmanagementcasesTheresearchfocusingonthequalifications，rightsa

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