遼河油田公司未上市企業(yè)內控體系建設研究.pdf

1、大連理工大學碩士學位論文遼河油田公司未上市企業(yè)內控體系建設研究姓名：陳健勇申請學位級別：碩士專業(yè)：工商管理指導教師：張啟鑾20091114遼河油田公司未上市企業(yè)內控體系建設研究TheResearchontheConstructionofInternalControlSysteminLiaoheOilCompany’SUnlistedEnterprisesAbstractInternalcontrolhasalwaysbeenallimp

2、ortantkeylinkintheprocessofbusinessmanagementandalsoagoodandeffectivebasisandguaranteeofanenterprisemanagement。，nlepracticeofmanagementhassuggestedthatalltheactivitiesofenterprisesstartfromestablishingandperfectingthesty

3、leofinternalcontrol，andallofthemCannotworkwithoutitAtpresent，LiaoheOilFieldCompanyhasbuiltarelativelyperfectinternalcontrolsysteminitslistedcompaniesHowever，theunlistedjustputontheschedule，andtherearesomanyloopholesandri

4、sksintheexistingsystemthataimprovementisextremelyurgentAccordingtothefactsmentionedabove，followingthetrainofthoughtthatproposeandanalysisthequestions，thensolvetheproblems，usingthemethodswhichlivedbystandardresearchandsup

5、plementedbyempiricalresearchthispaperwillshowadeepanalysisofexistingsystemofinternalcontrolintheunlistedenterprisesofLiaoheOilFieldCompany111isthesisisdividedintofivepartsFirstly，itsummarizetheinternalcontrolresearchsand

6、literaturesfromoverseasanddomesticSecondlylyingonthesystematicaldescriptionofmanybasictheoriesaboutinternalcontrol，itrecognizeandanalyzetheproblemsinlengthwhichtheunlistedenterprisesofLiaoheOilFieldCompanyhaveThirdly，ita

7、lsoproposesaseriesofstepstoconstructandperfectthesystembasingonthefiveconstituentelementsofinternalcontrolsystemStepsforimprovementwereproposedinthefollowingrespects：perfectinternalcontrolenvironmentimplementscientificri

8、skmanagement，developagoodinternalcontrolactivities，establishunblockedcommunicationmechanism，StrengtheninternalsupervisionandrestraintForthly，afeedbackandsafeguardmechanismhavebeenreferredtointhispaperforsupportingalleffe