我國證券違法犯罪相關問題研究.pdf

1、天津大學碩士學位論文我國證券違法犯罪相關問題研究姓名：李關賀申請學位級別：碩士專業(yè)：管理科學與工程指導教師：吳育華20070601ABSTRACTSecuritiesmarkethasexperiencedtenyearsofdevelopmentinChinaIthasplayedanimportantroleforChineseeconomyinasustainable，healthyandstabledevelopmentButw

2、iththerapiddevelopmentofthesecuritiesmarket，securitiescrimesareconstantlyemergingandgrowingstronglyThisphenomenonseriouslydamagedthesecuritiesmanagementorderandinfringedonthelegitimaterightsandinterestsofinvestorsandthen

3、ationalimmeasurable10SSanddamagedtheinternationalreputationofthesecuritiesmarketAndtoacertainextentitaffectedthenormaleconomicdevelopmentThereforeitisnecessarytOstudyanddiscussforthesecuritiescrimesThispaperincludesfivep

4、ans，namely：thefirstchapterof”Introduction”，thesecondchapterof”securitiesandsecuritiescrimes”，thethirdchapterof“Causesanalysisofthesecuritiescrimes”，thefourthchapterof’EmpiricalanalysisoftheChinesesecuritiescriminalcases”

5、andthefi助chapterof’Securitiescrimesforecastmodelbasedonthegraytheory”Chaptertwoclarifiestherelativeconceptsofsecuritiesandsecuritiescrime，backgroundofsecuritiescrimeandthesecuritiescrimeclassificationandcharacteristicsCh

6、apterthree，first，thispapermakestheoreticalanalysisfromtheperspectiveofeconomicsandpsychologyItisoneoftheinnovationsinthispaperThispaperanalyzesthesubjectiveandobjectivereasonsofthesecuritiescrimeFromtheoperationmechanism

7、andmanagementproblemsinsecuritiesmarket，itanalyzesobjectivenegativephenomenathataffectsecuritiesforming；fromtheartificialintelligencestructure，selfrestraintabilityandawarenessofthemoralandlaw，itanalyzessubjectivereasonst

8、OimpactonsecuritiescrimeformingChapterfour，accordingtoallthepunishednoticeofCommissionfrom1996to2006，itusesthedataandillustrationsandempiricalanalysistoexplaintheStatusofsecuritiescrimeinChinesesecuritiesmarketItisoneoft