F快遞公司國(guó)內(nèi)業(yè)務(wù)部SOX法案遵循方案設(shè)計(jì).pdf

1、蘭州大學(xué)碩士學(xué)位論文F快遞公司國(guó)內(nèi)業(yè)務(wù)部SOX法案遵循方案設(shè)計(jì)姓名：陳苗苗申請(qǐng)學(xué)位級(jí)別：碩士專(zhuān)業(yè)：工商管理財(cái)務(wù)管理指導(dǎo)教師：田中禾20090401ABSTRACTAtthebeginningofthiscentury，America，whichthoroughlydepressedmarketInordertochangethissituation，aseriesoffinancialscandalshappenedininvestor

2、s’confidenceonAmericancapitalAmericangovernmentconstitutedandissuedasenesoflawsandregulationgs，amongwhichSarbanesOxleyActof2002(soxActforshort)isarepresentativeThisacthashighlystrictandrigorrequitementsonenterprisemanage

3、ment，demandingthatinternalcontrolprocedurescanholdbacktheproductionofrisks鷸well硒keepdetailedrecordsavailableThisactstipulatesthecomplianceofallthepubliccompanieslistedinAmericanstockmarketThedomesticexpressdepartmentofFg

4、roupCoLtdwasestablishedthroughatransactionof50％stocksharesfromaprivateenterprisewithUSD400millions，nlefeforcforanAmericanmultinationalcompanyinChina，complyingwithSOXActinoptimizedarcaandstrengtheninginternalcontrolsystem

5、haSbecometheworkstandinginthefirstlineFromtheperspectiveofafinancialprocesscontrolanalyst，thisthesisfirstinstitutesthegoalofSOXcomplianceindomesticexpressdepartmentofFgroupCo，ladMeanwhile，itaScertainstheprinciplesincompl

6、ianceprocessAlltheseworksalebaseonthecombinationofthecomprehensionofSOXActandtherequests／expectationsfromseniormanagementofdemesticdepartmentFurthermoreinviewofthebackgroundofthiscompany’Sfoundationandtheevaluationofinte

7、malcontrolenVlro砌entthepapersummarizesthedesignconsiderationsofSOXcomplianceThethesisalsogives6operationstepsinSOXcompliancepracticeaocordingtothespiritandcontentofSOXActAfterwards，throughthedesignandstudyofSOXActcomplia